-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rtbx2T3gmxD5AU24Zdkum7hOCLf54F9sPzI2r81wXidn7fuW1QixLkZWpRrYSo87 CbgWF9KVWeTp38D3eK88zQ== 0001047469-03-000289.txt : 20030103 0001047469-03-000289.hdr.sgml : 20030103 20030103172222 ACCESSION NUMBER: 0001047469-03-000289 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030103 GROUP MEMBERS: TEXAS ADDISON LIMITED PARTNERSHIP GROUP MEMBERS: TEXAS BARRINGTON LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: JL HALSEY CORP CENTRAL INDEX KEY: 0001166220 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78509 FILM NUMBER: 03503764 BUSINESS ADDRESS: STREET 1: 2325 B RENAISSANCE DR STREET 2: SUITE 10 CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7029664246 MAIL ADDRESS: STREET 1: 2325 B RENAISSANCE DR STREET 2: STE 21 CITY: LAS VEGAS STATE: NV ZIP: 89119 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BURT DAVID R CENTRAL INDEX KEY: 0001174307 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 259 GRANVILLE LN CITY: NORTH ANDOVER STATE: ME ZIP: 01845 BUSINESS PHONE: 9786890333 MAIL ADDRESS: STREET 1: 259 GRANVILLE LN CITY: NORTH ANDOVER STATE: ME ZIP: 01845 SC 13D/A 1 a2100130zsc13da.txt SC 13D/AA SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ---------------------- SCHEDULE 13D (RULE 13D-101) (AMENDMENT NO. 2) UNDER THE SECURITIES EXCHANGE ACT OF 1934 J. L. HALSEY CORPORATION - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $0.01 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 46622H 10 3 - -------------------------------------------------------------------------------- (CUSIP Number) DAVID R. BURT 2325-B RENAISSANCE DRIVE, SUITE 21 LAS VEGAS, NV 89119 (902) 966-4246 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) DECEMBER 17, 2002 - -------------------------------------------------------------------------------- (Date of event which requires filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g) check the following box: | | (Continued on the following page(s)) Page 1 ================================================================================ NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) MR. DAVID R. BURT - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | | (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NOT APPLICABLE - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) | | - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ----------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING 16,680,000 PERSON ----------------------------------- WITH 9 SOLE DISPOSITIVE POWER 0 ----------------------------------- 10 SHARED DISPOSITIVE POWER 16,680,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,680,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES | | - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 20.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ================================================================================ *The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. Page 2 ================================================================================ NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) TEXAS ADDISON LIMITED PARTNERSHIP - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | | (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NOT APPLICABLE - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) | | - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION TEXAS - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ----------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING 16,680,000 PERSON ----------------------------------- WITH 9 SOLE DISPOSITIVE POWER 0 ----------------------------------- 10 SHARED DISPOSITIVE POWER 16,680,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,680,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES | | - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 20.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ================================================================================ *The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. Page 3 ================================================================================ NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) TEXAS BARRINGTON LLC - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) | | (b) |X| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS NOT APPLICABLE - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) | | - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION TEXAS - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ----------------------------------- OWNED BY 8 SHARED VOTING POWER EACH REPORTING 16,680,000 PERSON ----------------------------------- WITH 9 SOLE DISPOSITIVE POWER 0 ----------------------------------- 10 SHARED DISPOSITIVE POWER 16,680,000 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 16,680,000 - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES | | - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 20.3% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO ================================================================================ *The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. Page 4 This Amendment No. 2 to Schedule 13D amends and supplements Items 4, 5 and 6 contained in the Schedule 13D initially filed with the Securities and exchange Commission (the "SEC") on or about May 28, 2002, by David R. Burt, Texas Addison Limited Partnership and Texas Barrington LLC (collectively, the "Reporting Persons"), with respect to the Common Stock, $0.01 par value ("Common Stock"), of J. L. Halsey Corporation (the "Company," formerly NAHC, Inc.), as amended by Amendment No. 1 to Schedule 13D filed with the SEC on or about September 19, 2002. On December 17, 2002, William T. Comfort, III, a director of the Issuer, exercised an option to purchase 4,170,000 shares of Common Stock of the Issuer, granted to him on September 19, 2002, by Addison Limited Partnership. Items 1-3 of Schedule 13D, as amended by Amendment No. 1, remain unchanged. Each capitalized term used herein and not otherwise defined has the meaning given in the original Schedule 13D. Each Reporting Person disclaims responsibility for the completeness and accuracy of the information contained in this Schedule 13D concerning the other Reporting Persons. ITEM 4. PURPOSE OF TRANSACTION The purpose of the transaction was to enable Mr. William T. Comfort III, the Issuer's Chairman of the Board, to acquire an interest in the Issuer. See Item 5(c). The Reporting Person is aware that the Issuer is in the process of determining whether it is in the best interests of its stockholders for the Issuer to become an investment company under the Investment Company Act of 1940 in order to achieve a higher return on the Issuer's assets. As of the date of this filing, there are no specific plans or proposals of the Reporting Person which relate to or would result in: (a) The acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries. (c) A sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (d) Any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) Any material change in the present capitalization or dividend policy of the Issuer; (f) Any other material change in the Issuer's business or corporate structure; (g) Changes in the Issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person; (h) Causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; Page 5 (i) A class of securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g) of the Act; or (j) Any act similar to any of those enumerated above. ITEM 5. INTEREST IN SECURITIES OF ISSUER (a) The aggregate number and percentage of the shares of Common Stock beneficially owned (identifying those shares of Common Stock for which there is a right to acquire) by each of the Reporting Persons, and for all of the Reporting Persons collectively, is set forth on SCHEDULE I attached hereto and incorporated herein in full by reference thereto. (b) SCHEDULE I attached hereto shows the number of shares of Common Stock as to which there is sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition and shared power to dispose or to direct the disposition, for each of the Reporting Persons. The applicable information required by ITEM 2 for each person with whom the power to vote or to direct the vote or to dispose or to direct the disposition is set forth in ITEM 2 above. (c) On December 17, 2002, William T. Comfort, III, the Issuer's Chairman of the Board, exercised an option to purchase 4,170,000 shares of Common Stock of the Issuer, previously granted to him on September 19, 2002, by Addison Limited Partnership, at an exercise price of $0.04 per share (such exercise price being the closing price on the Common Stock on the over-the-counter bulletin board on September 18, 2002). (d) Not applicable. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER See Item 5(c) Page 6 ITEM 7. MATERIAL TO BE FILED AS EXHIBITS 10.1 Option to purchase 4,170,000 shares of the Issuer's Common Stock granted by Texas Addison Limited Partnership to William T. Comfort, III (previously filed as an Exhibit to the Amendment No. 1 to Schedule 13D filed by the Reporting Persons on September 19, 2002, and is incorporated by reference thereto). 99.1 Joint Filing Statement dated May 27, 2002, among David R. Burt, Texas Addison Limited Partnership and Texas Barrington LLC (previously filed as an Exhibit to the Schedule 13D filed by the Reporting Persons on May 28, 2002, and is incorporated by reference thereto). Page 7 SCHEDULE I REPORTING PERSONS
Aggregate Amount of Percent of Sole Shared Sole Shared Shares Class Voting Voting Dispositive Dispositive Beneficially Beneficially Power Power Power Power Owned Owned ----------- --------------- --------------- -------------- ---------------- ---------------- Texas Addison Limited -0- 16,680,000 -0- 16,680,000 16,680,000 20.29% Partnership......... Texas Barrington LLC (1). -0- 16,680,000 -0- 16,680,000 16,680,000 20.29% David R. Burt (2)........ -0- 16,680,000 -0- 16,680,000 16,680,000 20.29%
- ------------------ (1) Consists entirely of shares held by Texas Addison Limited Partnership, a Texas limited partnership. Texas Barrington LLC is the general partner of Texas Addison Limited Partnership. (2) Consists entirely of shares held by Texas Addison Limited Partnership, which shares could be attributed to David R. Burt as the sole member of Texas Barrington LLC, which is the general partner of Texas Addison Limited Partnership. Mr. Burt disclaims beneficial ownership of all such shares. The Reporting Persons expressly disclaim the existence of any "group" (within the meaning of Section 13(d)(3) under the Securities Exchange Act of 1934). Page 8 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. JANUARY 2, 2003 By: /s/ DAVID R. BURT - --------------------------------- --------------------------------------- Date David R. Burt Page 9 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. TEXAS BARRINGTON LLC JANUARY 2, 2003 By: /s/ DAVID R. BURT - ----------------------------------- ----------------------------------- Date David R. Burt President, Treasurer and Secretary Page 10 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. TEXAS ADDISON LIMITED PARTNERSHIP By: TEXAS BARRINGTON LLC, its general partner JANUARY 2, 2003 By: /s/ DAVID R. BURT - --------------------------------------- ----------------------------------- Date David R. Burt President, Treasurer and Secretary Page 11 EXHIBIT INDEX 10.1 Option to purchase 4,170,000 shares of the Issuer's Common Stock granted by Texas Addison Limited Partnership to William T. Comfort, III (previously filed as an Exhibit to the Amendment No. 1 to Schedule 13D filed by the Reporting Persons on September 19, 2002, and is incorporated by reference thereto). 99.1 Joint Filing Statement dated May 28, 2002, among David R. Burt, Texas Addison Limited Partnership and Texas Barrington LLC (previously filed as an Exhibit to the Schedule 13D filed by the Reporting Persons on May 28, 2002, and is incorporated by reference thereto). -----END PRIVACY-ENHANCED MESSAGE-----